Monday 10 February 2014

An aside: The devil lives in the assumptions



We analysts have one devil we can never fully defeat but we can fight it with some success every day of our working lives: assumptions. I had assumed Ms D would document her analysis in a particular way and look what that had cost me. Lord Todd had made all kinds of assumptions when he first met me… For that matter, even before he met me, I suspect he probably assumed I was a man! Then again, you may have now assumed that (because I pointed out Lord Todd’s possible assumption) that I am a woman...but what objective evidence do you have to indicate if I am a man or a woman?

That’s the trouble with assumptions: they adopt excellent camouflage and become part of your scenery without you even noticing them. You may even happily assume you have identified and resolved all of them and all the while they are tricking you in to thoughts and actions that are just a waste of time and energy. They may cause you to waste so much that in the end your endeavour – whatever it is – becomes futile…and they have won.

The first battle in the unending war against assumptions is to see them. Lose this battle and the war is lost – you never even engage with the enemy as they remain unseen. So, how to see them?

In summary:
1.     Trust no-one.
2.     Believe nothing.

In more detail:
1.     Trust no-one – not even yourself. Especially not yourself. Most people may well not be trying to hinder you (most are doing just the opposite – being as helpful as they can and they are often the most dangerous!). But what people do (you included) is hide assumptions in the guises of “in my experience [insert any assumption here]” and “as far as I am aware….”, “it seems to me…” and that killer “look, it’s obvious, isn’t it, that….”. So, when someone starts coming out with these kind of statements first off document the statement and immediately name and shame it as an assumption. Now you can start to plan to resolve the assumption (this is analyst speak for kill it).

2.     Believe nothing – especially that a method or approach will identify and deal with all assumptions! So what exactly do I mean by “believe”? Well, it’s so obvious that you probably don’t really need to be told: everyone knows what a belief is. The previous statement is exactly what I mean by “belief”: it could have been rephrased as “I have no objective evidence to support this but I choose to believe that you know what belief is and don’t need to be told.” It is at its most dangerous when you are being told to believe something by someone higher up the pecking order, and they make an outlandish claim we don’t dare challenge and then draw conclusions from it! For example “Given that magical things are performed by small winged people then we know there are fairies – fact!” or “Look, we need to follow industry best practice and that means classifying people as pigs or chickens”. The best real life (probably apocryphal) story I have heard of is one quoted by Matt Ridley (see his book “The Red Queen: Sex and the Evolution of Human Nature). During an early meeting of the Royal Academy of Science attended by the king there was an earnest discussion about why a bowl of water weighs the same with a goldfish in as without. The debate got heated until the king said “I doubt your premise” – the same as “I don’t believe you”. So a bowl of water and goldfish was found, the experiment was done and guess what? Yes, shock, horror: the weight of the bowl increased by one goldfish when one was added! End of heated debate. Start of embarrassment for some….

The next battle, once you have seen assumptions, is how do you kill them? Annoyingly, they cannot be completely killed but they can be incapacitated to the point where they are mostly harmless.

In summary:
1.     Prove everything to your satisfaction.
2.     Proceed at risk.

In more detail:
1.     Prove everything – and the key here is “to your satisfaction”. It is not possible to establish absolute proof of anything so don’t get lost in semantic shenanigans: do what you need to do to prove whatever you need to prove to your satisfaction. Personally, I would want to get the bowl of water and the goldfish, but if you want to trust all those eminent members of the Royal Academy of Science then that is – ultimately – up to you. It is your professional judgement call.

2.     Proceed at risk. Frankly, this is all we can ever do. The trick is to minimise the risk (can’t remove as we can’t ultimately prove anything 100%). So how do we do that?
Step 1. What is the implication of the assumption being false? Do not assume that a false assumption is always catastrophic  – it may have little or no material impact on what you are doing (for example, does it actually matter if I am a man or a woman for the purposes of the investigation?). You see how devious assumptions can be? They get in everywhere, infect everything.
Step 2. If you need to make sure the assumption is not false you need to prove it one way or the other – to your satisfaction. So do that and kill the assumption by turning it in to a fact (as far as possible).
Step 3. If you can’t prove (or disprove) it to your satisfaction, assess the likelihood and impact of the assumption being false, plan what you would do should that situation occur and proceed…at risk.

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